Ruoli e responsabilita:Direzione op

Ruoli e responsabilita:
Direzione operations, nell’esecuzione dei controlli di tipo PSF;
Direzione Compliance, nell’esecuzione di controlli di tipo PSF e di monitoraggi secondo un approccio risk based.
Tool informatici a supporto dell’operativita: blocco alla commercializzazione dei prodotti un assenza di dati KYC; gestione dell’iter autorizzativo per l’adeguata verifica tramite GAPA.

Risultati (Inglese) 1:

Roles and responsibilities:Operations in the execution of the PSF type controls;Compliance Department, executing PSF type controls and monitors according to a risk-based approach. Computer tool in support of operation: block the marketing of a product without KYC data; managing authorization for adequate verification by GAPA.

Risultati (Inglese) 2:

Roles and responsibilities:
Management operations, executing the controls type PSF;
Compliance Department, in performing inspections of PSF and type of monitoring according to a risk-based approach.
Tool computer supporting operations: block the marketing of a product KYC the absence of data; management of the authorization process for due diligence by GAPA.

Risultati (Inglese) 3:

Roles and responsibilities:
Direction operations, in the execution of audits of type PSF;
Direction Compliance, in the implementation of type controls of PSF and monitoring according to a approach risk based.
Tool computer operating support: block to the marketing of products an absence of data KYC; management of the authorization process for the adequate verification by GAPA.